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      Hearings and Appearances

      Appearing by a Representative Only

      For most hearings a representative attending on their own is entirely normal and nobody remarks on it. For a defined set of them the party has to be there in person, and the distinction is not always obvious from the notice itself.

      Hearings and Appearances6 min readCourts and agenciesNot appearing

      A single chair drawn up to a table in an otherwise empty room
      Represented, and one seat empty. — Daria Nepriakhina epicantus, CC0, source.

      The rule in short

      Representation covers most procedural hearings, where a party's personal attendance adds nothing. It does not cover hearings where the party must give evidence, where their identity or circumstances must be established, or where an order requires attendance. Establishing which category a hearing falls into, well before the day, prevents an appearance that counts as an absence.

      Whether a party has to be present is a question with a clear answer that nobody asks until the week of the hearing, and occasionally not until the morning.

      When representation alone suffices

      Directions and case management appointments. Where the business is procedural and the decisions are about timetable rather than about facts.

      Applications on paper points. Where the argument is legal and the party's presence adds nothing to it.

      Short procedural applications. Extensions, variations and similar matters that do not turn on the party's own evidence.

      Hearings about costs. Frequently dealt with between representatives without the parties attending.

      Where the party has no personal role. The general test, and it answers most of these questions immediately.

      Where a corporate party is involved. Entities appear through representatives by definition, and the question is who is authorized.

      Where the forum has said so. Directions occasionally state expressly that attendance is not required.

      Where attendance has been excused. On application, which is available in appropriate circumstances.

      Where remote attendance covers it. The party can frequently participate without traveling anywhere, per appearing remotely and what it requires.

      Where the party has already given evidence. A resumed hearing dealing only with submissions frequently does not require the person whose evidence has already been heard.

      When the party must attend

      Where they are giving evidence. Which is the clearest case, and it applies whether the evidence is central or peripheral.

      Where identity must be established. Some hearings require the person themselves rather than anybody speaking for them.

      Where an order requires it. Which overrides every general position and should be read carefully.

      Where the hearing concerns their circumstances. Personal, financial or health matters frequently require the person present.

      Where instructions may be needed urgently. A representative without a client available may be unable to respond to a development.

      At final hearings, frequently. Practice varies and attendance is commonly expected.

      Where an interpreter has been arranged. The arrangement presupposes the party attending, per arranging an interpreter in time.

      Where a summons was served on them. Compelled attendance is personal by definition.

      Where the notice says so. Listing notices frequently state the position, and reading one answers the question.

      Where the other side has required it. A party can sometimes be required to attend by the opposing party through a formal process, which is a separate route with its own consequences.

      HearingParty usually neededNote
      Case managementNoRepresentative suffices
      Costs argumentNoUsually representatives
      Evidential hearingYesGiving evidence
      Final hearingFrequentlyPractice varies
      Attendance orderedYesOrder governs

      Establishing which applies

      Read the listing notice. Which frequently states whether attendance is required and is frequently skimmed.

      Read any order about the hearing. Directions can impose an attendance requirement that no general rule would.

      Consider what the hearing will decide. If it turns on the party's own evidence or circumstances, they are needed.

      Ask the forum if it is unclear. A short enquiry answers it and takes minutes.

      Ask the other side what they expect. Their assumption is useful information and occasionally reveals a misunderstanding.

      Check the rules for that hearing type. Some categories have express attendance requirements.

      Ask early. Because a party required to attend may need to arrange leave, travel or care.

      Do not assume from a previous hearing. Different hearings in the same matter have different requirements.

      Record the answer. In the file, so that everybody involved is working from exactly the same understanding.

      Check again if the hearing moves. A relisted hearing can change type or purpose, and an attendance position settled two months ago may no longer be the right one.

      Read the listing notice for the answer

      Whether a party must attend is usually stated on the document that told everybody about the hearing. It is the most frequently skimmed page in the file and it answers the question that causes these problems.

      What the representative needs

      Authority to deal with what arises. Including any decision the party would need to make, obtained in advance.

      Instructions on the likely outcomes. So that a development does not require the hearing to be adjourned for instructions.

      A means of contacting the party. Available during the hearing, since unexpected questions arise.

      The documents. Complete and accessible, since the party is not there to supply anything missing.

      Knowledge of the party's circumstances. Availability, constraints and anything a direction might affect.

      Authority on costs and settlement. Which are the two questions most likely to arise unexpectedly.

      An explanation for the absence if asked. Brief and factual, particularly where attendance might have been expected.

      A clear scope. Where the representative acts on a limited basis, that has to be stated.

      A record afterwards. The party was not there at all and depends entirely on being told what happened.

      Time to report promptly. A hearing conducted in a party absence produces obligations they may know nothing about until somebody tells them, so the report should follow the same day.

      When attendance is required and difficult

      Apply to excuse it. Which is available and is decided on the reason and the nature of the hearing.

      Ask for remote participation instead. Which frequently resolves the difficulty entirely.

      Explain the obstacle specifically. Health, distance, cost, caring responsibilities or work, stated concretely.

      Provide evidence where appropriate. Particularly for health or caring obligations.

      Ask early. Because arrangements take time and a late request becomes a postponement application.

      Propose an alternative. A written statement, evidence taken separately or a shorter appearance.

      Do not simply not attend. Which produces a failure to appear, per failure to appear, and what follows.

      Confirm the outcome of the request. An application made is not an application granted.

      Tell the party clearly. What is required, what has been requested, and what happens if the request is refused.

      Prepare on the basis that attendance is required. Arrangements made in advance and then not needed cost very little, while the reverse costs a hearing.

      A representative attending alone is entirely normal for procedural hearings, applications on legal points, costs arguments and anything where the party has no personal role.

      The party must attend where they are giving evidence, where identity or personal circumstances must be established, where an order requires it, and frequently at final hearings.

      Establishing which applies means reading the listing notice and any order, considering what the hearing will actually decide, and asking the forum where it remains unclear.

      A representative attending alone needs authority to deal with what arises, instructions on the likely outcomes, a means of contacting the party during the hearing and the complete documents.

      Where attendance is required and genuinely difficult, an application to excuse it or to permit remote participation should be made early, and never replaced by simply not attending.

      Points to carry away

      • Most procedural hearings do not require the party.
      • Evidence and identity hearings usually do.
      • An order requiring attendance overrides the default.
      • The representative needs authority to deal with what arises.
      • Attendance can sometimes be excused on application.

      Questions readers ask

      Does a party have to attend every hearing in their case?

      No. For case management appointments, applications turning on legal argument, costs hearings and most short procedural matters, a representative attending alone is entirely normal and the party's presence would add nothing. The position changes where the hearing turns on the party's own evidence or circumstances, where their identity must be established, or where an order or the listing notice requires attendance.

      How can it be established whether attendance is required?

      The listing notice usually says, and any order about the hearing may impose a requirement that no general rule would. Beyond that, the practical test is whether the hearing will decide something turning on the party's own evidence or circumstances. Where it remains unclear, a short enquiry to the forum answers it in minutes, and asking early matters because a party required to attend may need to arrange leave, travel or care.

      What if attendance is required but genuinely difficult?

      Apply to be excused, or for permission to participate remotely, and do so early enough for arrangements to be made. The application should explain the obstacle concretely — health, distance, cost, caring responsibilities — with evidence where appropriate, and should propose an alternative such as a written statement or a shorter appearance. What must not happen is simply not attending, which produces a failure to appear with all that follows.

      Sources

      1. Federal Rules of Civil Procedure — Rule 16(c), Attendance and Matters for Considerationlaw.cornell.edu
      2. Federal Rules of Civil Procedure — Rule 43(a), Testimony in Open Courtlaw.cornell.edu
      3. Federal Rules of Civil Procedure — Rule 11(a), Signing Pleadingslaw.cornell.edu
      4. Federal Rules of Civil Procedure — Rule 45, Subpoenalaw.cornell.edu
      5. Legal Information Institute — Appearancelaw.cornell.edu
      6. Federal Rules of Civil Procedure — Rule 16(f), Sanctionslaw.cornell.edu

      Urban Justice Docket is a publication, not a law firm. This article states general rules and cites its sources; it is not advice about any particular case, and the law differs by state and changes over time.

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